This service works with your team to identify and and document your organizaitonal compliance framework and will create the reports necessary for you to demonstrate compliance for your various auditors. We will work with your team to ensure that you have properly gathered all of the necessary rules that you must follow, and will map the requirements for those rules to your existing processes, policies, and procedures as well as any authoritative attestations, assessments, and reports from external and internal auditors. We will then cross reference all known regulatory requirements with existing internal controls, eliminating duplicate compliance requirements in the process.

Benefits

• Speeds up the documentation of your compliance framework
• Aligns your framework with existing internal policies and controls
• Drastically reduces overhead by eliminating duplicate regulatory requirements

What we'll deliver

• Detailed report (and executive summary) mapping compliance status with internal controls
• Detailed report (and executive summary) mapping internal controls to existing evidence

What you'll need to provide

• Access to key managers for support in documentation collection
• Working team participation in control mapping and final review

Scope

• Engagement determined by number of applicable business units, regulatory requirements, systems, internal controls, and evidence data sources

Timeframe

• Determined largely by scope, with most engagements running anywhere from 2 to 8 weeks

Cost

• Billing is based upon time and materials

If interested, contact Lynn Heiberger at 510 835 2415, ext 111, or e-mail her by clicking HERE.